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FINRA Awards for Boston, MA

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Displaying 41-50 out of 282 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0168612/03/2021Claimant(s): Swan Shen
Claimant Lawyers(s): Jeremy L Bartell
Respondent(s): Cuna Brokerage Services.
Respondent Lawyers(s): Jennifer G. Chawla
Arbitrator(s): Richard J. Grahn, Arthur J. Giacomarra, Mark Andrew Helman
Hearing Site: Boston, MA
21-0046111/11/2021Claimant(s): Lloyd Glazer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Howard N. Gorney
Hearing Site: Boston, MA
19-0182910/29/2021Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Aime Dempsey
Respondent(s): Keith Melanson
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): Arthur J. Giacomarra, Gene M. Bauer, Brady James Hermann
Hearing Site: Boston, MA
21-0013310/22/2021Claimant(s): James Atwood
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): David Wertz Ellis
Hearing Site: Boston, MA
21-0069709/24/2021Claimant(s): Richard Bellew
Claimant Lawyers(s): Owen Harnett
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Irisa Chen
Arbitrator(s): Steven S. Manos
Hearing Site: Boston, MA
21-0016009/22/2021Claimant(s): Aya Metwally
Claimant Lawyers(s): Ian McLoughlin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): William A. Barrett, Gerard S. Marsan, Frederick W. Keuthen
Hearing Site: Boston, MA
21-0066607/14/2021Claimant(s): Ilan Segev
Claimant Lawyers(s): David Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Robert E. Anderson
Hearing Site: Boston, MA
20-0239107/08/2021Claimant(s): Alan Sharpe
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
20-0229206/01/2021Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Edward M. Yennock
Respondent(s): Brendan Kammerer
Respondent Lawyers(s): Brendan Kammerer
Arbitrator(s): Arthur J. Giacomarra, James A. Wills, Janice Wilson Allegretto
Hearing Site: Boston, MA
21-0075705/28/2021Claimant(s): Laurence Knowlton
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA

282 Results

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