Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-04735 | 06/29/2011 | Claimant(s): Karl Hahn Claimant Lawyers(s): Karl Edward Hahn Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Andrew T. Solomon Arbitrator(s): Kelly M. Lonergan, Michael L. Letendre, Gene M. Bauer Hearing Site: Boston, MA | ||
| 10-02394 | 06/22/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Michael S. Colombo Respondent(s): David Matthews Respondent Lawyers(s): David Dimuccio Matthews Arbitrator(s): B. J. Krintzman Hearing Site: Boston, MA | ||
| 10-04844 | 06/08/2011 | Claimant(s): Securities America. Claimant Lawyers(s): Kelly R. Davis Respondent(s): Sean O'Brien Respondent Lawyers(s): Sean M. O'Brien Arbitrator(s): Evalyn Lipton Fishbein Hearing Site: Boston, MA | ||
| 10-04926 | 04/27/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Khairi Abdur-Rahman Respondent Lawyers(s): Khairi Dwayne Abdur-Rahman Arbitrator(s): Steven R. Rolnick Hearing Site: Boston, MA | ||
| 10-01049 | 04/20/2011 | Claimant(s): Steven Tamsett Claimant Lawyers(s): Peter A. Lagorio Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Michael J McAllister Arbitrator(s): Thomas H. Tucker, Gerald H. Powers, Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 10-04125 | 03/24/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael W. Starr Respondent(s): Shawn Sullivan Respondent Lawyers(s): Steven N. Fuller Arbitrator(s): David Love Hearing Site: Boston, MA | ||
| 10-04005 | 02/25/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jim Van Dyke Respondent(s): Silas Atsalis Respondent Lawyers(s): Thomas H. Tucker Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA | ||
| 10-02015 | 01/19/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): James Van Dyke Respondent(s): Peter Seibert Respondent Lawyers(s): Steven Rosenberg Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA | ||
| 10-01890 | 10/26/2010 | Claimant(s): Cantella & Co.. Claimant Lawyers(s): George W. Mann Respondent(s): Thomas Battista Respondent Lawyers(s): Thomas John Battista Arbitrator(s): Kelly M. Lonergan Hearing Site: Boston, MA | ||
| 10-00038 | 09/07/2010 | Claimant(s): Jesup & Lamont Securities Corp Claimant Lawyers(s): Michael S. Colombo Respondent(s): Aaron Foley Respondent Lawyers(s): Peter H. Noone Arbitrator(s): Martin Jay Siegel, Amy Lampert, Nancy E. Watters Hearing Site: Boston, MA |