Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-03441 | 08/01/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jameile Cawley Respondent Lawyers(s): Edward Fergreus Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA | ||
| 11-02335 | 06/28/2012 | Claimant(s): J.P. Morgan Securities LLC Claimant Lawyers(s): Eugene L. Small Respondent(s): Keith Melanson Respondent Lawyers(s): David L. Ward Arbitrator(s): Nancy E. Watters, Arthur Thomas Carr Hearing Site: Boston, MA | ||
| 11-01558 | 06/15/2012 | Claimant(s): Paul Stanford Claimant Lawyers(s): Steven Rosenberg Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph E. Gehring Arbitrator(s): Sandor I. Rabkin, James Dale Murphy, Lee McHarg Holland Hearing Site: Boston, MA | ||
| 11-04588 | 05/30/2012 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David S. Markun Respondent(s): Francis Lemieux Respondent Lawyers(s): Francis Ephraim Lemieux Arbitrator(s): Colette Manoil Hearing Site: Boston, MA | ||
| 10-01869 | 05/04/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Lauren R. Fox Respondent(s): Stephen Cote Respondent Lawyers(s): Stephen M. Cote Arbitrator(s): B. J. Krintzman Hearing Site: Boston, MA | ||
| 10-04599 | 05/02/2012 | Claimant(s): Lehman Brothers Holdings Inc. Claimant Lawyers(s): Neil A. Sussman Respondent(s): Jeremy St. Jean Respondent Lawyers(s): Peter F. Carr Arbitrator(s): Nelson P. Lovins Hearing Site: Boston, MA | ||
| 11-02227 | 04/26/2012 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Jennifer R. Seltenrich Respondent(s): William Munier Respondent Lawyers(s): William Munier Arbitrator(s): Tom L. Peterson Hearing Site: Boston, MA | ||
| 10-05258 | 04/25/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Scott Johnson Respondent Lawyers(s): Scott Michael Johnson Arbitrator(s): David I. Goldblatt Hearing Site: Boston, MA | ||
| 11-02421 | 04/25/2012 | Claimant(s): Commonwealth Equity Services. Claimant Lawyers(s): Joe Tully Respondent(s): John Benedetto Respondent Lawyers(s): John J Benedetto Arbitrator(s): Tom L. Peterson Hearing Site: Boston, MA | ||
| 11-00145 | 04/16/2012 | Claimant(s): Nicole Cannava Claimant Lawyers(s): Tyson R. Ence Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Allison Huppe Arbitrator(s): Sandor I. Rabkin Hearing Site: Boston, MA |