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FINRA Awards for Boston, MA

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Displaying 10 out of 282 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0359409/26/2024Claimant(s): Santo Dimino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Stephen James McLaughlin
Hearing Site: Boston, MA
23-0111308/20/2024Claimant(s): Brett Wilzbach
Claimant Lawyers(s): Anthony Conte
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Andrea J. Goldman, Carol Ellen Carson, Timothy N. Souris
Hearing Site: Boston, MA
23-0285008/07/2024Claimant(s): Neil Collins
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Jeffrey P. Petrucelly
Hearing Site: Boston, MA
23-0280906/25/2024Claimant(s): James Desrocher
Claimant Lawyers(s): Brian Luther
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Thomas Drogan
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
23-0277106/07/2024Claimant(s): Kent Fitzpatrick
Claimant Lawyers(s): Brian Luther
Respondent(s): NFP Securities.
Respondent Lawyers(s): Lydia R. Zaidman
Arbitrator(s): Stephen James McLaughlin
Hearing Site: Boston, MA
23-0361406/03/2024Claimant(s): NYLife Securities LLC, New York Life Insurance Company
Claimant Lawyers(s): Christopher J. Murdoch
Respondent(s): Brian Chicas
Respondent Lawyers(s): Brian Ariel Chicas
Arbitrator(s): B. John Dill
Hearing Site: Boston, MA
23-0293703/25/2024Claimant(s): Candida Bobonis Roig, Dario Ochoa Garcia, Franco Fullana, Lizzette Bobonis Roig
Claimant Lawyers(s): David I. Hantman
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): Howard N. Gorney
Hearing Site: Boston, MA
23-0159002/22/2024Claimant(s): D.A. Davidson & Co.
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Jason Barella
Respondent Lawyers(s): Jason Barella
Arbitrator(s): Gail Sillman
Hearing Site: Boston, MA
23-0293602/21/2024Claimant(s): Candida Bobonis Roig, Lizzette Bobonis Roig
Claimant Lawyers(s): David I. Hantman
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
23-0302202/13/2024Claimant(s): Daniel Sears
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA

282 Results

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