FINRA Awards for Baltimore, MD

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 91-100 out of 129 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-00695	11/01/2012	Claimant(s): Brian Gaister Claimant Lawyers(s): Marc S. Dobin Respondent(s): Glen and Wendy Tand Respondent Lawyers(s): Mark T. Willen Arbitrator(s): Patrick Sean Dolan Hearing Site: Baltimore, MD		Expungement
11-04816	10/31/2012	Claimant(s): Morgan Stanley Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Jason Varela Respondent Lawyers(s): Jason Rogelio Varela Arbitrator(s): Thomas B. Corey Hearing Site: Baltimore, MD
12-01358	10/15/2012	Claimant(s): Edward Brownstein Claimant Lawyers(s): Dana S. Gloor Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Richard Charles Hotvedt Hearing Site: Baltimore, MD
12-00345	09/25/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Bryan Hall Respondent Lawyers(s): Bryan McKinley Hall Arbitrator(s): Jerome Nelson Hearing Site: Baltimore, MD
11-00566	08/14/2012	Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill B. Clarke Respondent(s): Respondent Lawyers(s): Arbitrator(s): Sandra Lee Dolan, Marshall S. Galinsky, Margaret Ann Dubil Hearing Site: Baltimore, MD
12-00529	08/08/2012	Claimant(s): Joseph Massaro Claimant Lawyers(s): Joseph Vincent Massaro Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Patrick J. Howley Arbitrator(s): Richard Charles Hotvedt Hearing Site: Baltimore, MD
12-00465	06/29/2012	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Brady J. Hermann Respondent(s): Brendan O'brien Respondent Lawyers(s): Brendan Patrick O'Brien Arbitrator(s): William H. Malloy Hearing Site: Baltimore, MD
11-04404	06/19/2012	Claimant(s): International Financial Solutions. Claimant Lawyers(s): Joel R. Beck Respondent(s): Walter Clark Respondent Lawyers(s): Walter Lee Clark Arbitrator(s): Guillermo L. Bosch Hearing Site: Baltimore, MD
11-01928	04/24/2012	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): Peter Oristian Respondent Lawyers(s): Peter J. Oristian Arbitrator(s): William H. Malloy Hearing Site: Baltimore, MD
11-03910	03/22/2012	Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): William Adelsberger Respondent Lawyers(s): William George Adelsberger Arbitrator(s): Thomas B. Corey Hearing Site: Baltimore, MD