Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00835 | 09/13/2019 | Claimant(s): Austin Frye Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplan Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 18-04306 | 07/17/2019 | Claimant(s): Richard Kiesel Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America., Kestra Investment Services Respondent Lawyers(s): David J. Lehr, Tyler Schubauer Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, Carl Shechter Hearing Site: Boca Raton, FL | ||
| 18-04098 | 05/22/2019 | Claimant(s): Veronica Gillotte Claimant Lawyers(s): Veronica Gillotte Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian P. Harlan Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 18-01742 | 04/17/2019 | Claimant(s): Eduardo Brender Claimant Lawyers(s): Joelle Simms Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Mark C. Perry Hearing Site: Miami, FL | ||
| 18-03482 | 04/02/2019 | Claimant(s): Alejandro Mendieta Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Mark C. Perry Hearing Site: Miami, FL | ||
| 17-02960 | 02/26/2019 | Claimant(s): National Securities Corporation Claimant Lawyers(s): Fred Knopf Respondent(s): Steven Bell Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): Mark C. Perry, Lawrence C. Levey, Kimberlee Ann Fowler Hearing Site: Boca Raton, FL | ||
| 18-01368 | 10/18/2018 | Claimant(s): Benjamin Boynton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 18-00240 | 08/08/2018 | Claimant(s): George Sirigotis Claimant Lawyers(s): Joelle A. Simms Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 17-03160 | 07/06/2018 | Claimant(s): Marko Rendic Claimant Lawyers(s): Armin Sarabi Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara L. Velez Santiago Arbitrator(s): Mark C. Perry Hearing Site: San Juan, PR | ||
| 17-00416 | 05/03/2018 | Claimant(s): Jeremy Lansat, Joel Lansat Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Morgan Stanley, Citigroup Global Markets. Respondent Lawyers(s): Christopher M. Sacco, Joelle Simms Arbitrator(s): Mark C. Perry, Ronald F. Rohe, Monroe Mitchel Hearing Site: Boca Raton, FL |