| 13-00011 | 10/22/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
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| 13-01664 | 08/27/2014 | Claimant(s): Noriel Campos
Claimant Lawyers(s): Ryan T. Dunn
Respondent(s): Beth Kirkland, Wells Fargo Advisors, George Von Zedlitz, Kevin Kitchin, Wilton Owyang
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Sheldon Michaels, Clifford A. Threlkeld, John Burritt McArthur
Hearing Site: San Francisco, CA
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| 13-00765 | 08/06/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Jimmy Stroud
Respondent Lawyers(s): Jimmy Clayton Stroud
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
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| 12-01874 | 06/19/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): David Geschke, Joseph De Falco, Lawrence King
Respondent Lawyers(s): Michael Blumenfeld, Timothy N. Will
Arbitrator(s): Mandel E. Himelstein, Edward H. Davis, Thomas L. Marshall
Hearing Site: San Diego, CA
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| 10-04257 | 06/10/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Philip Duamarell
Respondent Lawyers(s): Michael Blumenfeld
Arbitrator(s): Richard J. Stall, Robert Bruce MacDonald, Thomas W. Gregory
Hearing Site: Los Angeles, CA
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| 12-03328 | 05/12/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Mark Hines
Respondent Lawyers(s): Jonathan Polland
Arbitrator(s): Laurie E. Law, James John Jurinski, Richard Frederick Church
Hearing Site: Portland, OR
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| 10-00980 | 04/25/2014 | Claimant(s): David Birrell, Gregory Schulte
Claimant Lawyers(s): Mark D. Chester
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Robert S. Mautner, Henry L. Dahl, Deborah C. Bernot
Hearing Site: Phoenix, AZ
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| 13-00962 | 04/01/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Bahram Mirhashemi
Respondent Lawyers(s): Brian A. Lebrecht
Arbitrator(s): John Alen DeRosa, David L. Maislen, Keith Schulner
Hearing Site: Los Angeles, CA
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| 10-05092 | 02/26/2014 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Scott Burns
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Howard A. Emirhanian, Martin J. Kotowski, David Nielsen
Hearing Site: Los Angeles, CA
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| 12-03472 | 02/19/2014 | Claimant(s): John Triplett
Claimant Lawyers(s): Judith Braecklein
Respondent(s): Wells Fargo Advisors, David Hehn, Paul Alberini, Todd Williams
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Vaughn Thomas Hale, Gerald F. Corrigan, Edward Thomas Leech
Hearing Site: Las Vegas, NV
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