| 15-00493 | 04/07/2017 | Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Robert B. Ericson
Respondent(s): Michael Jarmolowich
Respondent Lawyers(s): Michael Jarmolowich
Arbitrator(s): Bernard M. Levine
Hearing Site: New York, NY
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| 13-03332 | 10/16/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Schmidt
Respondent(s): David Seigerman
Respondent Lawyers(s): David A. Seigerman
Arbitrator(s): Bernard M. Levine, Ariel Berschadsky, Roland E. Wyatt
Hearing Site: Newark, NJ
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| 14-02777 | 10/02/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Alan Blecker
Respondent Lawyers(s): Brian J. Neville
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
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| 13-00518 | 01/26/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Susan M. Guerette
Respondent(s): David Hanford, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): James A. Saville, Louis M. Lagalante
Arbitrator(s): Bernard M. Levine, Michael L. Moran, David J. Weisenfeld
Hearing Site: New York, NY
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| 12-01883 | 11/19/2014 | Claimant(s): Anthony Locantore
Claimant Lawyers(s): Douglas J. Kinz
Respondent(s): SII Investments.
Respondent Lawyers(s): Roblyn Silvermintz
Arbitrator(s): Ellen R. Badinelli, Bernard M. Levine, Joseph Michael Dougherty
Hearing Site: Newark, NJ
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| 14-00713 | 09/17/2014 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John Stenson
Respondent(s): Michael Odonohue
Respondent Lawyers(s): Michael Odonohue
Arbitrator(s): Bernard M. Levine
Hearing Site: New York, NY
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| 13-01652 | 06/24/2014 | Claimant(s): Sergio Zanini
Claimant Lawyers(s): Sherry M. Shore
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Bernard M. Levine, Stephen J. Patti, Michael Jaffe
Hearing Site: New York, NY
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| 12-00460 | 02/10/2014 | Claimant(s): Jason Kronick
Claimant Lawyers(s): Jason Elliot Kronick
Respondent(s): August Cellitti, Robert Pedretti, Argentis Holdings, Securevest Financial Group
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Simone A. Muscarnera, Bernard M. Levine, Louis Aloysius Hall
Hearing Site: Newark, NJ
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| 12-04051 | 11/05/2013 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): David Licht, Emanuel Licht
Respondent Lawyers(s): David Evan Licht, Emanuel Licht
Arbitrator(s): Bernard M. Levine, Robert T. Costello
Hearing Site: Newark, NJ
| | Expungement |
| 12-01576 | 10/23/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Steven Perillo
Respondent Lawyers(s): Steven Perillo
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
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