| 12-01806 | 06/25/2014 | Claimant(s): Frank J. Ferruggia IRA, Virginia A. Ferruggia, IRA, Frank J. and Virginia A. Ferruggia, JNT
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Alan Chodosh, Craig Nomberg, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner, Martin Walcoe, Steven Sormani
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Bernard M. Levine, Michael A. Ruderman, Richard Lewis Zack
Hearing Site: Newark, NJ
|  | $260,000 |
| 13-01359 | 04/10/2014 | Claimant(s): John F. & Tracy Stora Mayo-Smith
Claimant Lawyers(s): John F. Mayo-Smith
Respondent(s): Elizabeth Costa, Ronaldo Medalla, Stephen Tripp, William Aristizabal, Fidelity Brokerage Services
Respondent Lawyers(s): John Starnes
Arbitrator(s): Bernard M. Levine
Hearing Site: New York, NY
| | $18,000 |
| 12-04358 | 03/10/2014 | Claimant(s): Eugenie Scarito
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Bernard M. Levine, Linda J. Baer, Stephen L. Lister
Hearing Site: Newark, NJ
| | Expungement |
| 12-03299 | 08/12/2013 | Claimant(s): Yvonne Kloehn
Claimant Lawyers(s): G. Martin Meyers
Respondent(s): Wachovia Securities, Wells Fargo Advisors, Michael Levine, A.G. Edwards & Sons.
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Bernard M. Levine, Linda J. Baer, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $0 |
| 12-01701 | 05/22/2013 | Claimant(s): Gladys Cheringal
Claimant Lawyers(s): David P. Meyer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Charles L. Prothero, Bernard M. Levine, Bryan David Glass
Hearing Site: Newark, NJ
| | Expungement |
| 12-01915 | 05/15/2013 | Claimant(s): Bart Rogers, John Clark, John Rogers, Krista Clark, Marcy Rogers, Marianne Drozak
Claimant Lawyers(s): Edward J. Boyle
Respondent(s): Seaport Securities Corp.
Respondent Lawyers(s): Thomas J. McCabe
Arbitrator(s): Daniel J. McCarthy, William E. Goydan, Bernard M. Levine
Hearing Site: New York, NY
| | $0 |
| 10-05584 | 05/10/2012 | Claimant(s): Louis Najdzin
Claimant Lawyers(s): Peter Nichols
Respondent(s): E*Trade Securities LLC, William Velthaus
Respondent Lawyers(s): John Bersin
Arbitrator(s): Ronald Citron, Alan Shaw, Bernard M. Levine
Hearing Site: Newark, NJ
| | Expungement |
| 10-01614 | 10/22/2010 | Claimant(s): Patricia Quirk
Claimant Lawyers(s): David A. Carter
Respondent(s): Ameritas Investment Corp
Respondent Lawyers(s): David Williams
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
| | $0 |
| 09-04839 | 08/25/2010 | Claimant(s): Bernard Markey, Navigator Partners
Claimant Lawyers(s): Bernard B. Markey
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Jason S. Pinney
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
| | $750 |
