| 23-00815 | 09/29/2023 | Claimant(s): Nathan Macdonald
Claimant Lawyers(s): Samuel E. Cohen
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Samuel H. Chorches, Howard N. Gorney, John Francis Markuns
Hearing Site: Augusta, ME
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| 22-00135 | 09/09/2022 | Claimant(s): Charles Crilly
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Samuel H. Chorches, Steven R. Rolnick, John B. Dew
Hearing Site: Hartford, CT
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| 20-01571 | 02/23/2022 | Claimant(s): Craig Breitsprecher, Breitsprecher and Associates LLC
Claimant Lawyers(s): Jonathan M. Shapiro
Respondent(s): Andrew Komarow, Komarow Financial Planning
Respondent Lawyers(s): Louis D. Tambaro
Arbitrator(s): Samuel H. Chorches, Cynthia Catherine Anger, Akwasi Agyeman
Hearing Site: Hartford, CT
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| 20-02454 | 08/19/2021 | Claimant(s): Stuart Updegrove
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, Eastbrook Capital Group LLC
Respondent Lawyers(s): Edward Sampson, Emily Hayes
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
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| 20-02859 | 12/29/2020 | Claimant(s): Christopher Calandra
Claimant Lawyers(s): Christopher J Calandra
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
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| 19-03374 | 06/29/2020 | Claimant(s): Steven Jacques
Claimant Lawyers(s): Steven Todd Jacques
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Samuel H. Chorches, Eileen Devaney Leo, Mark Stuart Gurevitz
Hearing Site: Hartford, CT
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| 19-02072 | 06/10/2020 | Claimant(s): Justin Podbielski, Xochil Rivera
Claimant Lawyers(s): Marc T. Miller
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Dale S. Cronnell, Samuel H. Chorches, Mark Stuart Gurevitz
Hearing Site: Hartford, CT
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| 19-02724 | 05/26/2020 | Claimant(s): Thomas Chimirri
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Touchstone Securities.
Respondent Lawyers(s): Barry D. Hunter
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
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| 19-02223 | 02/24/2020 | Claimant(s): Andrew Rocco
Claimant Lawyers(s): Stephan Louviere
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
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| 19-02694 | 11/06/2019 | Claimant(s): Richard Cyphers
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew F. Renna
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
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