Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02192 | 03/30/2021 | Claimant(s): Kelly Hoff Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Philip J. Glick Hearing Site: Minneapolis, MN | ||
| 20-01622 | 02/03/2021 | Claimant(s): David Eidell, Derek Christian Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | ||
| 20-02097 | 12/24/2020 | Claimant(s): Thomas Perry Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Philip J. Glick Hearing Site: Indianapolis, IN | ||
| 20-00958 | 10/21/2020 | Claimant(s): Kelly Stewart Claimant Lawyers(s): Frances Menzer Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 20-00031 | 10/02/2020 | Claimant(s): Christopher Walker Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services, UBS Financial Services Inc. Respondent Lawyers(s): Nuviah Shirazi, Omar Perez Arbitrator(s): Philip J. Glick Hearing Site: Kansas City, MO | ||
| 20-00795 | 07/07/2020 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Joseph Likens Respondent Lawyers(s): Joseph Alan Likens Arbitrator(s): Philip J. Glick Hearing Site: St. Louis, MO | ||
| 19-03053 | 05/07/2020 | Claimant(s): Jeffrey Gore Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 20-00115 | 04/30/2020 | Claimant(s): World Equity Group. Claimant Lawyers(s): Matthew C. Boba Respondent(s): Victoria Midstream LLC Respondent Lawyers(s): Corporate Office Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | ||
| 20-00125 | 04/23/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Carolyn LaMar Respondent(s): James McEnerney Respondent Lawyers(s): James L. McEnerney Arbitrator(s): Philip J. Glick Hearing Site: Kansas City, MO | ||
| 19-02096 | 02/14/2020 | Claimant(s): Michael Palmer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Philip J. Glick Hearing Site: Cleveland, OH |