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FINRA Awards for Barclays Capital Inc.

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Displaying 21-30 out of 63 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0224012/13/2016Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Roman Meyerhans
Respondent Lawyers(s): Roman Meyerhans
Arbitrator(s): Michael Lau
Hearing Site: Miami, FL
15-0239911/21/2016Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): Joseph Perta
Respondent Lawyers(s): David Lee
Arbitrator(s): Nancy E. Watters, Lisa Blunk Johnson, Glenn Hiram Stephens
Hearing Site: Washington, DC
15-0092711/08/2016Claimant(s): Peter Little
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Kathryn L. Alessi
Arbitrator(s): Edward W. Morris, David Serko
Hearing Site: New York, NY
15-0072911/03/2016Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Carlos Molina, Jorge Carreras
Respondent Lawyers(s): Matthew Behncke
Arbitrator(s): Anna M. Fanelli, Charles R. Morrison, James Stanley Kozera
Hearing Site: New York, NY
16-0137409/14/2016Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Paul A. Saso
Respondent(s): Philip Mabry
Respondent Lawyers(s): Philip Harold Mabry
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
15-0030806/16/2016Claimant(s): Bernardo Gattass
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Corey D. Winer
Arbitrator(s): Bernard A. Kesselman, John J. Vesey, Denise N. Seegobin
Hearing Site: New York, NY
14-0344406/15/2016Claimant(s): Syed Ahmed
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Deborah A. Jackson, Harvey R. Linder, Henry W. Grady
Hearing Site: Atlanta, GA
14-0195712/31/2015Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): Ramon Hache
Respondent Lawyers(s): David B. Friedrich
Arbitrator(s): Howard J. Stiefel, Linda Ashley, Mary P. Bass
Hearing Site: New York, NY
15-0002912/24/2015Claimant(s): Jason Taylor
Claimant Lawyers(s): Willard Knox
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Harry J Saginaw
Hearing Site: Dallas, TX
14-0167712/14/2015Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Watt Webb
Respondent Lawyers(s): Eric M. Epstein
Arbitrator(s): Howard A. Emirhanian, Mark S. Priver, Martin J. Kotowski
Hearing Site: Los Angeles, CA

63 Results

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