| 18-00661 | 03/04/2019 | Claimant(s): John Gagliardo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates, Thomas J. Cahill
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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| 18-02592 | 01/30/2019 | Claimant(s): Ivan Shore
Claimant Lawyers(s): John Coster
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Madelyn A. Levy, Mary Ellen Burns, Annamaria Boccia Smith
Hearing Site: New York, NY
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| 18-01850 | 01/15/2019 | Claimant(s): Lawrence Sorace
Claimant Lawyers(s): Dochtor Kenendy
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
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| 17-00482 | 10/31/2018 | Claimant(s): Timothy Zaino
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Michael J. Dee
Arbitrator(s): Annamaria Boccia Smith, Brian John Gallagher, Jeffrey Zuckerman
Hearing Site: New York, NY
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| 18-01234 | 09/24/2018 | Claimant(s): Anthony Domino
Claimant Lawyers(s): John Stewart
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Stephen H. Broer
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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| 17-01429 | 06/07/2018 | Claimant(s): Vincent Molinari
Claimant Lawyers(s): Alan Wolper
Respondent(s): Ouisa Capital LLC
Respondent Lawyers(s): Vince Molinari
Arbitrator(s): Richard W. Cutler, Ellen Slipp, Annamaria Boccia Smith
Hearing Site: New York, NY
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| 17-02129 | 12/14/2017 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): John J Allegretto
Respondent(s): Jonathan Fetner
Respondent Lawyers(s): Jonathan B Fetner
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
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| 17-01464 | 12/11/2017 | Claimant(s): Joseph Bancheri, Michael Lupton
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): J. Burke McCormick
Arbitrator(s): Joan M. Traub, Annamaria Boccia Smith, Sean F. Monahan
Hearing Site: New York, NY
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| 16-02019 | 08/25/2017 | Claimant(s): Laidlaw & Company (uk) Ltd.
Claimant Lawyers(s): Ross D Carmel
Respondent(s): Marc Reda
Respondent Lawyers(s): Marc Augustus Reda
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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| 16-01768 | 05/10/2017 | Claimant(s): Richard Kenny
Claimant Lawyers(s): Brian Kennedy
Respondent(s): BBVA Securities Inc.
Respondent Lawyers(s): M. Lee Johnsey
Arbitrator(s): Annamaria Boccia Smith, Edward Farrelly Smith, William James Cortellessa
Hearing Site: New York, NY
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