Potomac Analytics' Logo

FINRA Awards for Chicago, IL

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 331-340 out of 408 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0290612/12/2011Claimant(s): Scott Sutherland
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Dwight Badger, Keith Daubenspeck, Advanced Equities.
Respondent Lawyers(s): Amal S. Amin
Arbitrator(s): Sanford J. Prizant, Richard R. Bicek, James A. Murphy
Hearing Site: Chicago, IL
11-0191812/02/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): James Pihaly
Respondent Lawyers(s): James Richard Pihaly
Arbitrator(s): Mark L Miller
Hearing Site: Chicago, IL
10-0420811/21/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Eli Kirschner
Respondent(s): Christian Habitz
Respondent Lawyers(s): Sarah Allison
Arbitrator(s): David A. Youngerman
Hearing Site: Chicago, IL
10-0482210/26/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Amarjeet Singh
Respondent Lawyers(s): Amarjeet Singh
Arbitrator(s): Donald W. Cohen
Hearing Site: Chicago, IL
10-0069010/05/2011Claimant(s): Regal Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Randy Millen
Respondent Lawyers(s): Randy Millen
Arbitrator(s): Donald W. Cohen, Linda A. Pawlisz, Sondra Sellars
Hearing Site: Chicago, IL
10-0515609/28/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Jennifer Adorjan
Respondent Lawyers(s): Jennifer S. Adorjan
Arbitrator(s): Sanford J. Prizant, Lee H. Goodman, Irving A. Chesler
Hearing Site: Chicago, IL
10-0555109/01/2011Claimant(s): Eugene Travis
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Brewer Financial Services
Respondent Lawyers(s): Mark Lishchynsky
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
10-0437908/31/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Derrick Watts
Respondent Lawyers(s): Derrick T. Watts
Arbitrator(s): Barry Goldman
Hearing Site: Chicago, IL
10-0275308/24/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Joseph McMullen
Respondent Lawyers(s): Joseph D. McMullen
Arbitrator(s): Mary Beth Wheeler
Hearing Site: Chicago, IL
10-0459408/04/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Dennis Metter
Respondent Lawyers(s): James J. Macchitelli
Arbitrator(s): William M. Getzoff
Hearing Site: Chicago, IL

408 Results

Display: