22-02150 | 03/22/2024 | Claimant(s): Alfredo Serrano, Daniel Raupp, Gary Phelps, Henry Enno, Manfred Hegwer, Scott Weissman, Thomas Bruce Claimant Lawyers(s): Alan L. Rosca Respondent(s): Morgan Stanley Respondent Lawyers(s): Meaghan VerGow Arbitrator(s): Caroline N. Harney, Allen Greenberg, Mark W Solock Hearing Site: Chicago, IL
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23-02491 | 02/26/2024 | Claimant(s): Raymond James & Associates. Claimant Lawyers(s): Todd Ratner Respondent(s): Katherine Tarbox Respondent Lawyers(s): Katherine Alexandra Tarbox Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL
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23-01096 | 12/14/2023 | Claimant(s): Carlos Legaspy Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Insight Securities. Respondent Lawyers(s): James Gaafar Arbitrator(s): Lawrence W. Arness, Karl Richard Lukens, David Miller Hearing Site: Chicago, IL
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23-00545 | 12/12/2023 | Claimant(s): Martin Gruner Claimant Lawyers(s): Kristina Contreras Respondent(s): Morgan Stanley Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL
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21-00982 | 12/07/2023 | Claimant(s): Dania Sepahrokh, Jerome Menig, Renee Vonalmen, Saurin Patel, Tamaira Suwanski Claimant Lawyers(s): Stephany D. McLaughlin Respondent(s): BMO Harris Financial Advisors. Respondent Lawyers(s): Randall M. Lending Arbitrator(s): Michael S. Matek, Ann Hagerty, Robert F Hogan Hearing Site: Chicago, IL
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22-00491 | 12/04/2023 | Claimant(s): Doris Mctyre Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Amanda Scipione, Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Thomas Michael Genovese, James Reiman, Floyd A Bednarz Hearing Site: Chicago, IL
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23-01318 | 11/29/2023 | Claimant(s): Michael Stewart Claimant Lawyers(s): Harris Freedman Respondent(s): Fifth Third Securities. Respondent Lawyers(s): R. Samuel Gilley Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL
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23-00865 | 11/15/2023 | Claimant(s): Gery Sadzewicz Claimant Lawyers(s): Barry P. Kaltenbach Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Elizabeth R. Aylett Arbitrator(s): Raymond P. Buschmann, Sally J. Wiggins, Jacob Gorr Hearing Site: Chicago, IL
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23-00585 | 11/13/2023 | Claimant(s): Rohin Ullberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities., SII Investments. Respondent Lawyers(s): Eric A. Michaels, Jeremy Wooden Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL
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23-01371 | 11/10/2023 | Claimant(s): Michael Fantasia Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. PIzzitola Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL
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