Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02315 | 04/02/2015 | Claimant(s): John Jacobs Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Mitchell Lee Marinello Hearing Site: Chicago, IL | ||
| 13-03429 | 03/18/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher S Griesmeyer Respondent(s): Respondent Lawyers(s): Arbitrator(s): Mitchell Lee Marinello Hearing Site: Chicago, IL | ||
| 13-02124 | 12/19/2014 | Claimant(s): Raymond Walton Claimant Lawyers(s): Nancy Temple Respondent(s): Cantor Fitzgerald & Co., BGC Financial, L.P. Respondent Lawyers(s): David E. Schoenfeld Arbitrator(s): Kenneth N. Adamson, Epaminondas Eddie Manelis, John M. Kramer Hearing Site: Chicago, IL | ||
| 13-02007 | 11/26/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Matthew Westley Respondent Lawyers(s): Desmond P. Curran Arbitrator(s): Robert S. Sugarman Hearing Site: Chicago, IL | ||
| 14-00489 | 10/10/2014 | Claimant(s): Thomas Salvino Claimant Lawyers(s): James L. Kopecky Respondent(s): William Blair & Company L.L.C. Respondent Lawyers(s): Arthur Simon Arbitrator(s): Stephen C. Esposito, Howard B. Silverman, Marcia Bonita Gevers Hearing Site: Chicago, IL | ||
| 13-02543 | 10/06/2014 | Claimant(s): David Gordon Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): James Cox Respondent Lawyers(s): Gabriella Moretti Arbitrator(s): Peter Ordower, Sanford J. Prizant, Mark L Miller Hearing Site: Chicago, IL | ||
| 12-03494 | 08/19/2014 | Claimant(s): Craig Urban Claimant Lawyers(s): Craig B. Urban Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Anna Wermuth Arbitrator(s): Rody P. Biggert, Raymond P. Buschmann, Harvey R. Herman Hearing Site: Chicago, IL | ||
| 14-00689 | 08/07/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Diane C. Fischer Respondent(s): Respondent Lawyers(s): Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 13-03661 | 07/02/2014 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Jonathan Sokolowski Respondent(s): Kenneth Koger Respondent Lawyers(s): Kenneth Ray Koger Arbitrator(s): Jeffrey W. Finke Hearing Site: Chicago, IL | ||
| 13-03694 | 06/24/2014 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kris Stelzner Respondent Lawyers(s): Kris Stanley Stelzner Arbitrator(s): G. Marshall Abbey Hearing Site: Chicago, IL |