| 17-03083 | 06/26/2018 | Claimant(s): John Adams
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
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| 16-03699 | 06/22/2018 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael J. Sheehan
Respondent(s): Eric Brook
Respondent Lawyers(s): Michael S. Taaffe
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
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| 17-02798 | 06/15/2018 | Claimant(s): David Levine
Claimant Lawyers(s): David I. Hantman
Respondent(s): Ameriprise Financial Services., UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono, Howard M. Klausmeier
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
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| 17-03347 | 06/08/2018 | Claimant(s): Laurie Barry
Claimant Lawyers(s): William P. Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
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| 17-02453 | 05/31/2018 | Claimant(s): Louis Paster, Paul Tashima
Claimant Lawyers(s): William Preston Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Robert S. Sugarman
Hearing Site: Chicago, IL
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| 17-02503 | 05/31/2018 | Claimant(s): Amanda Glanz
Claimant Lawyers(s): Eric Litow
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Catherine Stewart
Hearing Site: Newark, NJ
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| 17-01811 | 05/30/2018 | Claimant(s): Gregory Golding
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Salt Lake City, UT
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| 15-02530 | 05/23/2018 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): Benjamin Marcano
Respondent Lawyers(s): Jarrod J. Malone
Arbitrator(s): Susan C. Lushing, George Sommerfeld, Gayle S. Sanders
Hearing Site: New York, NY
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| 17-03143 | 05/21/2018 | Claimant(s): Thomas Lieser
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Stephen P. Calardo
Hearing Site: Cincinnati, OH
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| 18-00739 | 05/18/2018 | Claimant(s): Owen McBride
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Gregory G. Gocek
Hearing Site: Cleveland, OH
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