Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00497 | 08/28/2020 | Claimant(s): Shaun Nicholson Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Mark A. Sipper Hearing Site: Cincinnati, OH | ||
| 19-02975 | 08/27/2020 | Claimant(s): Patricia Anderson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa Gworek Arbitrator(s): Michael F. Jordan Hearing Site: Milwaukee, WI | ||
| 20-01107 | 08/19/2020 | Claimant(s): Albert Carpenter Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley, UBS Financial Services Inc., Citigroup Global Markets. Respondent Lawyers(s): Amanda B. Protess, Omar Perez, Trae D. Meyr Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA | ||
| 19-03715 | 08/05/2020 | Claimant(s): Gonzalo Castano, Miguel Carrillo Claimant Lawyers(s): Joelle A. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart Rebish Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-01159 | 07/29/2020 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Patrick J. Bradley Respondent(s): Roger Graham Respondent Lawyers(s): Roger Ainsworth Graham Arbitrator(s): Michael Louis Goldstone Hearing Site: Houston, TX | ||
| 19-03758 | 07/24/2020 | Claimant(s): Dax McCraken Claimant Lawyers(s): Joelle A Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart Rebish Arbitrator(s): Brian James Tagtmeier Hearing Site: Houston, TX | ||
| 19-03717 | 07/22/2020 | Claimant(s): Gonzalo Castano Claimant Lawyers(s): Joelle A Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart Rebbish Arbitrator(s): Leslie L. Cooney Hearing Site: Boca Raton, FL | ||
| 19-03287 | 07/21/2020 | Claimant(s): Michael Greenstone Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa Gworek Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 19-02957 | 07/15/2020 | Claimant(s): Chuck Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 19-02983 | 07/14/2020 | Claimant(s): Robert Daly Claimant Lawyers(s): Julie Z. Kimball Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Hearing Site: Los Angeles, CA |