18-03824 | 06/10/2020 | Claimant(s): Anthony Cipolla Claimant Lawyers(s): Thomas A. Brown Respondent(s): Morgan Stanley Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): James A. Joseph, Jeffry M. Bauer, Gary E Vickers Hearing Site: Buffalo, NY
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18-02383 | 04/10/2019 | Claimant(s): Lauren Gidley Claimant Lawyers(s): Tosh D Grebenik Respondent(s): First Allied Securities. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Gerald W. Hepp Hearing Site: Buffalo, NY
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18-01434 | 12/13/2018 | Claimant(s): Eugene Richardson Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Ira A. Auerbach Hearing Site: Buffalo, NY
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18-01194 | 11/15/2018 | Claimant(s): Kevin Gildner, Shawn Derrick, Commonwealth Financial Network Claimant Lawyers(s): Leonard Weintraub Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Kate E. DiGeronimo Arbitrator(s): Jeffry M. Bauer, Michael P. Hennigan, Clifford C. Rohde Hearing Site: Buffalo, NY
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18-00261 | 10/31/2018 | Claimant(s): John Tyczynski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gleacher & Company Securities., Legg Mason Wood Walker Respondent Lawyers(s): Annis Kwok, Rosemary Francavilla Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY
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18-00029 | 09/14/2018 | Claimant(s): Charles LaRocco Claimant Lawyers(s): Eric Litow Respondent(s): Keybanc Capital Markets Inc. Respondent Lawyers(s): Daniela Paez Arbitrator(s): Michael J. Meeusen Hearing Site: Buffalo, NY
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17-02349 | 06/26/2018 | Claimant(s): Todd Allen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY
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17-01778 | 11/07/2017 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Carrie L. Lathrop Respondent(s): Terry Bahgat Respondent Lawyers(s): Terry Dean Bahgat Arbitrator(s): Robert J. Scafuri Hearing Site: Buffalo, NY
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16-01360 | 08/17/2017 | Claimant(s): Rebecca Gillette Claimant Lawyers(s): Michael S. Smith Respondent(s): Dominick Ferranto, Jason Lashbrook, Edward Jones Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Anthony D. McCaffrey, Kevin R. Zehe, Ira A. Auerbach Hearing Site: Buffalo, NY
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16-01568 | 07/13/2017 | Claimant(s): Louis Falvo Claimant Lawyers(s): Peter J. Glennon Respondent(s): Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Michael P. Hennigan, Peter A.P. Dunlop, Paul Tichauer Hearing Site: Buffalo, NY
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