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FINRA Awards for Jacksonville, FL

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Displaying 21-30 out of 69 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0306303/08/2021Claimant(s): John Porter
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
20-0225702/17/2021Claimant(s): Michael McCrainie
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): John P. Cullem, Joan Stearns Johnsen, Mitchel Weiss
Hearing Site: Jacksonville, FL
20-0125411/05/2020Claimant(s): Heikki von Hellens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Annie Zaffuto
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
20-0098810/30/2020Claimant(s): Gregory Smith
Claimant Lawyers(s): Elaine Rice
Respondent(s): Edward Jones
Respondent Lawyers(s): Annie Zaffuto
Arbitrator(s): Suzanne E. Reynolds-Brady, Maurice M. Feller, Mitchel Weiss
Hearing Site: Jacksonville, FL
20-0039007/30/2020Claimant(s): Gregory Scott
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Maurice M. Feller
Hearing Site: Jacksonville, FL
20-0064507/30/2020Claimant(s): Gregory Scott
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Maurice M. Feller
Hearing Site: Jacksonville, FL
19-0327404/20/2020Claimant(s): Robert Franskousky
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Louis David Huss
Hearing Site: Jacksonville, FL
19-0232403/23/2020Claimant(s): David Vigil
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Brian Michael Kane
Hearing Site: Jacksonville, FL
19-0232503/21/2020Claimant(s): David Vigil
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Karl A. Vogeler
Hearing Site: Jacksonville, FL
19-0123811/19/2019Claimant(s): Scott Hilton
Claimant Lawyers(s): Joseph A. Vallo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia S. Cowart
Arbitrator(s): Maurice M. Feller, Adam Murray Walters, Niels Patrick Murphy
Hearing Site: Jacksonville, FL

69 Results

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