Potomac Analytics' Logo

FINRA Awards for AXA Advisors

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 21-30 out of 67 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0346903/04/2020Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Raha Assadi
Respondent(s): Scott McVicker
Respondent Lawyers(s): Scott Evans McVicker
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Denver, CO
19-0179702/03/2020Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Ricardo Urrutia
Respondent Lawyers(s): Ricardo Enrique Urrutia
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
19-0012601/03/2020Claimant(s): Jerry Kiefer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Oklahoma City, OK
19-0170512/05/2019Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): David Schrank
Respondent Lawyers(s): David Jay Schrank
Arbitrator(s): Jack Friedman
Hearing Site: Newark, NJ
19-0170811/06/2019Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Carolyn Neale
Respondent Lawyers(s): Carolyn Joan Neale
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
18-0441910/04/2019Claimant(s): Marc Jacobson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities., AXA Advisors
Respondent Lawyers(s): Alan S. Brodherson, Michael J. Biondi
Arbitrator(s): Kenneth N. Adamson
Hearing Site: Chicago, IL
19-0097508/20/2019Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): Anthony Costanzo
Respondent Lawyers(s): Anthony L. Costanzo
Arbitrator(s): Elliott Finkel
Hearing Site: Los Angeles, CA
18-0443208/08/2019Claimant(s): Christopher Miller
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Cheryl Howard
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
16-0316907/23/2019Claimant(s): Jeffrey Feld
Claimant Lawyers(s): Bradley P. Rothman
Respondent(s): AXA Advisors, AXA Network
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Roy B. Gonas, Erika Deutsch Rotbart, Robert C. Harris
Hearing Site: Boca Raton, FL
18-0182204/26/2019Claimant(s): Jose Pacheco Alcaide
Claimant Lawyers(s): Carlos Bonaparte Gomez
Respondent(s): AXA Advisors
Respondent Lawyers(s): Dimitri Gonzalez
Arbitrator(s): Nicholas John Taldone, Jorge R. Jimenez, Roberto Olson Cortes
Hearing Site: San Juan, PR

67 Results

Display: