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FINRA Awards for John Murphy

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Displaying 61-70 out of 76 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0319211/24/2021Claimant(s): David Ruckno
Claimant Lawyers(s): Mark S. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): John P. Cullem
Hearing Site: Columbia, SC
21-0089710/20/2021Claimant(s): Thomas Cosinuke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Robert E. Anderson
Hearing Site: Montpelier, VT
20-0319809/30/2021Claimant(s): David Ruckno
Claimant Lawyers(s): Mark S. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Stuart K. Furman
Hearing Site: Columbia, SC
20-0292807/30/2021Claimant(s): Daniel Avan
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
20-0319707/19/2021Claimant(s): David Ruckno
Claimant Lawyers(s): Mark Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Harvey R. Linder
Hearing Site: Columbia, SC
21-0000107/08/2021Claimant(s): Brian Rorick
Claimant Lawyers(s): Michelle Atlas
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Michael Jeffrey Norton
Hearing Site: Denver, CO
20-0344007/06/2021Claimant(s): Andrew Ruboyianes
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Morris S. Getzels, Stephanie P. Lebhar, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
20-0305906/04/2021Claimant(s): Bradley Finnigan
Claimant Lawyers(s): Chelsea Masters
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
20-0299105/25/2021Claimant(s): Kirk Mandlin
Claimant Lawyers(s): Chelsea Masters
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
20-0311605/14/2021Claimant(s): Shaun Nicholson
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cincinnati, OH

76 Results

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