| 13-01343 | 07/06/2015 | Claimant(s): John Boris
Claimant Lawyers(s): Kevin M. Kiernan
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Kip C. Lubcke, Camille S. Cooper, Bertrand M. Lanchner
Hearing Site: New York, NY
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| 14-00726 | 05/15/2015 | Claimant(s): William Norton
Claimant Lawyers(s): William Russell Norton
Respondent(s): Debra Combs, Greg Banasz, Jackie Bae-kingkeo, John Tinsley, Morgan Stanley, Mark Puccini
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): June White Dillard, Patricia M. Maher, Jane Kwok Ping Tam
Hearing Site: Baltimore, MD
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| 14-00551 | 03/27/2015 | Claimant(s): Angela Aliano
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Romaine L. Gardner, Jack Friedman, Walter D. Goldsmith, J.D.
Hearing Site: New York, NY
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| 13-01020 | 12/31/2014 | Claimant(s): Mohamed Kamara
Claimant Lawyers(s): Brian Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Daniel J. McCarthy, Robert Bartels, Daniel J. Brooks
Hearing Site: New York, NY
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| 12-01252 | 03/25/2014 | Claimant(s): Shaun Moran
Claimant Lawyers(s): Shaun Moran
Respondent(s): Banc of America Securities LLC, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Walter C. Parrish, David J. Weisenfeld, Barbara Antonello Mentz
Hearing Site: New York, NY
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| 12-01103 | 10/22/2013 | Claimant(s): Robert Fisher
Claimant Lawyers(s): Jeffrey J. Liotta
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): William M. Getzoff, David J. Hase, Laura Anne Lamberg
Hearing Site: Milwaukee, WI
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| 11-01914 | 01/04/2013 | Claimant(s): Gregory Torretta
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Marguerite B. Filson, Paul S. Biederman, Joel Morton Newman
Hearing Site: New York, NY
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| 11-03896 | 01/02/2013 | Claimant(s): Steven Stroker
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Epaminondas Eddie Manelis, Robert Lewis Brown, Franklin Sariel Schwerin
Hearing Site: Chicago, IL
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| 11-03356 | 11/29/2012 | Claimant(s): Kenneth Barrett
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley Market Products Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Daniel B. Berkson, David I. Goldblatt, Brian Lawrence Berlandi
Hearing Site: New York, NY
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| 11-02943 | 06/07/2012 | Claimant(s): Karsten Caviezel, Kelly Caviezel
Claimant Lawyers(s): Terry A. Robinson
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
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