Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00413 | 02/05/2013 | Claimant(s): SII Investments. Claimant Lawyers(s): Andrew Harris Respondent(s): Kendall Lovett Respondent Lawyers(s): Kendall Lovett Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX | ||
| 11-00235 | 12/28/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Lisa M. Bertain Respondent(s): Steven Widtfeldt Respondent Lawyers(s): Steven Eric Widtfeldt Arbitrator(s): Mark I Preston, Charles A. Joplin, Earle J. Schwarz Hearing Site: Dallas, TX | ||
| 11-03318 | 12/14/2012 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey Compton Respondent(s): Gabrell Chambers Respondent Lawyers(s): Gabrell Christian Chambers Arbitrator(s): Patricia B. Lehtola Hearing Site: Dallas, TX | ||
| 12-00827 | 11/29/2012 | Claimant(s): Carson Graves Claimant Lawyers(s): Carson Graves Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Bill M. Lamoreaux, Robert E. Treadaway, Mayur Harshad Amin Hearing Site: Dallas, TX | ||
| 12-02449 | 11/21/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Steven Satter Respondent(s): Helen Devito Respondent Lawyers(s): Helen Marie Devito Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX | ||
| 12-01805 | 11/09/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher S. Griesmeyer Respondent(s): Michael Mangrum Respondent Lawyers(s): Michael Frederick Mangrum Arbitrator(s): Mary Elizabeth Skelnik Hearing Site: Dallas, TX | ||
| 12-02391 | 11/09/2012 | Claimant(s): Morgan Stanley, Morgnn Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Ernie Ianace Respondent Lawyers(s): Ernie Peter Ianace Arbitrator(s): William E. Hartsfield Hearing Site: Dallas, TX | ||
| 12-01155 | 09/12/2012 | Claimant(s): David Chilcoat Claimant Lawyers(s): Mark G. Vaughan Respondent(s): Donald Jackson Respondent Lawyers(s): Donald Jackson Arbitrator(s): Harry J Saginaw, George F. Longino, Theodore Mack Hearing Site: Dallas, TX | Expungement | |
| 11-04132 | 09/05/2012 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey Compton Respondent(s): Clarence Anderson Respondent Lawyers(s): Clarence Joseph Anderson Arbitrator(s): William E. Hartsfield Hearing Site: Dallas, TX | ||
| 11-02706 | 08/30/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kimberly Rule Respondent Lawyers(s): Tracey Edward Gajak Arbitrator(s): Philip I. McConnell Hearing Site: Dallas, TX |