Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00320 | 11/15/2019 | Claimant(s): Robert Huntley Claimant Lawyers(s): Matthew Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian P. Harlan Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 18-01938 | 11/07/2019 | Claimant(s): Samco Capital Markets. Claimant Lawyers(s): Jason M. Hopkins Respondent(s): Apex Clearing Corporation Respondent Lawyers(s): Jonathan D. Neerman Arbitrator(s): Harry J Saginaw, Richard Frederick Schaufert, Oddur Sigurdsson Hearing Site: Dallas, TX | ||
| 19-00294 | 10/08/2019 | Claimant(s): Charles Smith Claimant Lawyers(s): Michael O'Gara Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 18-04120 | 09/30/2019 | Claimant(s): Jeff Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 18-04389 | 09/16/2019 | Claimant(s): Jeff Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy L. Moore Arbitrator(s): Maxel (Bud) B Silverberg Hearing Site: Dallas, TX | ||
| 19-00318 | 09/03/2019 | Claimant(s): Wesley Cumbie Claimant Lawyers(s): Matthew Wolper Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Maxel (Bud) B Silverberg Hearing Site: Dallas, TX | ||
| 19-00342 | 08/19/2019 | Claimant(s): Lee Thomson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX | ||
| 19-00616 | 07/29/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Gregory Jones, J.P. Morgan Securities Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): William L. Cravens, Douglas Wade Carvell, Jared Febbroriello Hearing Site: Dallas, TX | ||
| 18-04388 | 07/16/2019 | Claimant(s): Bill Carter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 18-00772 | 06/26/2019 | Claimant(s): Laurence Pierron Claimant Lawyers(s): Laurence Pierron Respondent(s): Ameriprise Financial Services., Jennifer Ibarguen Respondent Lawyers(s): Gerry A. Giurato Arbitrator(s): Hearing Site: Dallas, TX |