Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00490 | 04/20/2020 | Claimant(s): Rachel Niemuth Claimant Lawyers(s): Laura Hallmon Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Dineo Coleman Gary, Dianne Connally Betts, Kenneth Haben Hearing Site: Dallas, TX | ||
| 19-02154 | 04/14/2020 | Claimant(s): Bryan Rigg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WFG Investments. Respondent Lawyers(s): David Williams Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 19-01876 | 03/18/2020 | Claimant(s): Michael Kolacz Claimant Lawyers(s): Nicholas Dale Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Nicole T. LeBoeuf Hearing Site: Dallas, TX | ||
| 19-01790 | 03/03/2020 | Claimant(s): Careena Patel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BBVA Securities Inc. Respondent Lawyers(s): M. Lee Johnsey Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 19-03576 | 03/03/2020 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Laura L. Sammons Respondent(s): Carrie West Respondent Lawyers(s): Carrie Sue West Arbitrator(s): Arthur H. Geffen Hearing Site: Dallas, TX | ||
| 19-01832 | 01/09/2020 | Claimant(s): Jean Fisher Claimant Lawyers(s): Dochtor Kenendy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 17-02390 | 12/23/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jack D. Ballard Respondent(s): Thomas Allred Respondent Lawyers(s): Thomas Brian Allred Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX | ||
| 19-00587 | 12/23/2019 | Claimant(s): Brian Armstrong Claimant Lawyers(s): Matt Wolper Respondent(s): First Financial Equity Corporation Respondent Lawyers(s): German A. Salazar Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 19-00951 | 12/16/2019 | Claimant(s): Roger Engemoen Claimant Lawyers(s): Erin M. Brewer Respondent(s): Samco Capital Markets. Respondent Lawyers(s): Joel B. Bailey Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 17-02126 | 12/04/2019 | Claimant(s): Jonathan Lennox Claimant Lawyers(s): Wilmer D. Masterson Respondent(s): USAA Financial Advisors. Respondent Lawyers(s): Michael R. Greco Arbitrator(s): Robert L. Yeager, Larry Adair, Donna Jean Tyus Hearing Site: Dallas, TX |