| 20-02168 | 12/09/2020 | Claimant(s): B. Riley Wealth Management
Claimant Lawyers(s): Michael Markunas
Respondent(s): Jason Parker
Respondent Lawyers(s): Jason Brent Parker
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
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| 20-01375 | 11/23/2020 | Claimant(s): Steven Howell
Claimant Lawyers(s): Stephan Louviere
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 20-01054 | 11/19/2020 | Claimant(s): Amy Webster
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): John D. Mattingly
Hearing Site: Atlanta, GA
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| 16-02887 | 10/16/2020 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Neil S. Baritz
Respondent(s): Nelson Torrens
Respondent Lawyers(s): Nelson Torrens
Arbitrator(s): John D. Mattingly
Hearing Site: Atlanta, GA
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| 19-03712 | 10/08/2020 | Claimant(s): Roger Green
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): IFG Network Securities.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 19-03814 | 09/18/2020 | Claimant(s): Mark Kopkin
Claimant Lawyers(s): J. Michael Bishop
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 18-03464 | 09/01/2020 | Claimant(s): Paul Valencia
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jennifer W. Persico
Arbitrator(s): Lita S Menkin, Mollie Wagner Neal, Bryan Myerson Ward
Hearing Site: Atlanta, GA
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| 18-04140 | 06/18/2020 | Claimant(s): Lewis Lester, CU Capital Market Solutions
Claimant Lawyers(s): Steven Lawrence Polk
Respondent(s): Jeremy Colvin, Olden Lane Securities
Respondent Lawyers(s): John D. Coyle
Arbitrator(s): Robert H. Putnam, Alan C. Granath, Brian Francis Pocock
Hearing Site: Atlanta, GA
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| 19-03351 | 04/16/2020 | Claimant(s): Aldeen Robinson
Claimant Lawyers(s): Aldeen Patrice Robinson
Respondent(s): Howard Ebo
Respondent Lawyers(s): Howard Leroy Ebo
Arbitrator(s): J.G. Long
Hearing Site: Atlanta, GA
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| 18-00102 | 04/15/2020 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): George L. Guerra
Respondent(s): Eric Wilson, Lee Jordan, Michael Carbajal, William Schroth
Respondent Lawyers(s): Craig Kuglar, George L. Guerra
Arbitrator(s): Barbara Black, James C. Hoover, Karen M Kassouf
Hearing Site: Atlanta, GA
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