07-01028 | 12/31/2007 | Claimant(s): Morgan Stanley DW Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Richard Paganelli Respondent Lawyers(s): Richard J. Paganelli Arbitrator(s): Peter Schneider, Catherine R. McClellan, Kenneth I. Daniels Hearing Site: Atlanta, GA
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07-01250 | 12/28/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Joseph Kenna Respondent Lawyers(s): J. Pat Sadler Arbitrator(s): Royce Alan Burns, Patrick L. Bellantoni, Arthur Thomas Stephenson Hearing Site: Atlanta, GA
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07-00723 | 12/27/2007 | Claimant(s): John Pennachio, Mark Wells, High Mark Associates., High Mark Insurance and Financial, High Mark Securities. Claimant Lawyers(s): Daniel P. Dietrich Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): John T. Gerhart Arbitrator(s): Marshall H. Lichtenstein, Robert N. Leitch, Patrick Emery Longan Hearing Site: Atlanta, GA
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07-00015 | 12/18/2007 | Claimant(s): SunTrust Banks., Suntrust Capital Markets., Suntrust Investment Services. Claimant Lawyers(s): Nathan L. Garroway Respondent(s): Gary Brochin Respondent Lawyers(s): Jason W. Graham Arbitrator(s): James G. Killough, Irving M. Shlesinger, Bernard Leroy Lynch Hearing Site: Atlanta, GA
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06-03794 | 11/02/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin A. Rowin Respondent(s): David Mulford Respondent Lawyers(s): Charles M. Dalziel Arbitrator(s): A. Keith Logue, Sabrina Raquel Scott, Connie E. Balliet Hearing Site: Atlanta, GA
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06-00756 | 08/23/2007 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Dan S. McDevitt Respondent(s): Gregory Fisher Respondent Lawyers(s): James A. Nofi Arbitrator(s): Perry Lee Taylor, John C. Yeoman, Ronelle W. Genser Hearing Site: Atlanta, GA
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06-04598 | 08/08/2007 | Claimant(s): SunTrust Banks., SunTrust Capital Markets., SunTrust Investment Services. Claimant Lawyers(s): David L. Balser Respondent(s): Frederick Ross Respondent Lawyers(s): Steven J. Gard Arbitrator(s): Robert H. Putnam, Chesley V. Morton, J. G. Long Hearing Site: Atlanta, GA
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