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FINRA Awards for Connie E. Balliet

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0379411/02/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin A. Rowin
Respondent(s): David Mulford
Respondent Lawyers(s): Charles M. Dalziel
Arbitrator(s): A. Keith Logue, Sabrina Raquel Scott, Connie E. Balliet
Hearing Site: Atlanta, GA

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