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FINRA Awards for Detroit, MI

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Displaying 61-70 out of 245 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0102910/23/2020Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
20-0048910/22/2020Claimant(s): Gerard Taylor
Claimant Lawyers(s): Michael Bessette
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
19-0345409/25/2020Claimant(s): John Vandyke
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): QA3 Financial Corp.
Respondent Lawyers(s): Company President
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
20-0088209/14/2020Claimant(s): Alicia McGovern
Claimant Lawyers(s): Todd A. Holleman
Respondent(s): Edward Jones
Respondent Lawyers(s): Robert J. Morad
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
20-0008709/04/2020Claimant(s): Thomas Vandoorne
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): AXA Advisors
Respondent Lawyers(s): Lynnette Cortes Mhatre
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
19-0316608/21/2020Claimant(s): David Himich
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
20-0050208/20/2020Claimant(s): Joshua Barron
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
19-0300708/17/2020Claimant(s): Khalil Rammal
Claimant Lawyers(s): Khalil Ismail Rammal
Respondent(s): Natcity Investments.
Respondent Lawyers(s): Robert S. Whiteman
Arbitrator(s): Tracy L. Allen, Patrick A. Guentner, Sheldon Jacob Stark
Hearing Site: Detroit, MI
19-0356607/15/2020Claimant(s): Todd Praschan
Claimant Lawyers(s): Jessica Calloway
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Kerry A. Burns
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
19-0345805/15/2020Claimant(s): David Smith
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI

245 Results

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