21-02469 | 09/21/2022 | Claimant(s): Guy Deemer Claimant Lawyers(s): Brian Luther Respondent(s): Oppenheimer & Co.., Stifel, Nicolaus & Co.. Respondent Lawyers(s): John T. McGuire, Lauren Beekman Arbitrator(s): Richard W. Dissen, John J. Neely, David Michael Stabile Hearing Site: Pittsburgh, PA
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21-02832 | 07/15/2022 | Claimant(s): Guy Deemer Claimant Lawyers(s): Brian Luther Respondent(s): Oppenheimer & Co.., Ryan Beck & Co., Stifel, Nicolaus & Co.. Respondent Lawyers(s): Lauren Beekman, Nicola A. Murphy Arbitrator(s): Louis Charles Schmitt Hearing Site: Pittsburgh, PA
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21-01934 | 05/13/2022 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Joseph Pratt Respondent Lawyers(s): Joseph Hersey Pratt Arbitrator(s): Gregory Hunter Mathews Hearing Site: Philadelphia, PA
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21-01006 | 02/08/2022 | Claimant(s): Virginia Thompson Claimant Lawyers(s): James P. Galvin Respondent(s): Stifel, Nicolaus & Co.., UBS Financial Services Inc., Janney Montgomery Scott LLC, J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Benjamin J. Biard, Jill B. Clarke, John Murphy, Paul Klein Arbitrator(s): Sheryl Sagel, Nanci Sondra Landy, Jason Allen Rosner Hearing Site: Boca Raton, FL
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20-03370 | 01/14/2022 | Claimant(s): Larry Krmpotich Claimant Lawyers(s): Thomas J. Momjian Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Amy L. Blaisdell Arbitrator(s): Douglas J. Nesbit, John M. James, David Ernest Krause Hearing Site: Minneapolis, MN
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19-02184 | 11/22/2021 | Claimant(s): Christopher Landon Claimant Lawyers(s): Kevin Thomas Hoffman Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Lloyd S. Clareman Arbitrator(s): Peter E. Gillespie, Harvey E. Benjamin, Judith C. Aarons Hearing Site: New York, NY
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20-03790 | 10/19/2021 | Claimant(s): Mary LaPlante Claimant Lawyers(s): Mary LaPlante Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul R. Klein Arbitrator(s): Kenneth R. Starr, Brian Michael Kane, Niels Patrick Murphy Hearing Site: Jacksonville, FL
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20-03203 | 08/02/2021 | Claimant(s): Ari Spar Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul Klein Arbitrator(s): William G. Binckes Hearing Site: New York, NY
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20-02669 | 06/03/2021 | Claimant(s): William Herf Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul Klein Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ
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19-02400 | 03/16/2020 | Claimant(s): Timothy Metcalf Claimant Lawyers(s): Audette Paul Morales Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Lauren Beckman Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA
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