Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01344 | 01/11/2022 | Claimant(s): Rhys Helt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group, RBC Capital Markets LLC Respondent Lawyers(s): Jennifer E. Novoselsky, Tiana M. Towns Arbitrator(s): Carl E. Ver Beek Hearing Site: Indianapolis, IN | ||
| 20-03115 | 04/20/2021 | Claimant(s): Michelle Young Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN | ||
| 20-02828 | 02/18/2021 | Claimant(s): Nicolas Meyer Claimant Lawyers(s): James P. Galvin Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): Carl E. Ver Beek Hearing Site: Indianapolis, IN | ||
| 20-01016 | 02/02/2021 | Claimant(s): John Boukamp Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | ||
| 19-03566 | 07/15/2020 | Claimant(s): Todd Praschan Claimant Lawyers(s): Jessica Calloway Respondent(s): Pruco Securities. Respondent Lawyers(s): Kerry A. Burns Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | ||
| 19-02031 | 03/17/2020 | Claimant(s): Kurt Zipp Claimant Lawyers(s): Kurt W. Zipp Respondent(s): Waddell & Reed Respondent Lawyers(s): Lindsay E. Wuller Arbitrator(s): Carl E. Ver Beek Hearing Site: Milwaukee, WI | ||
| 19-00432 | 10/09/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Renan Sugarman Respondent(s): Jeremy Mandler Respondent Lawyers(s): Jeremy Scott Mandler Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN | ||
| 17-02217 | 01/15/2019 | Claimant(s): Jordan Chirico Claimant Lawyers(s): Jonathan Sack Respondent(s): Robert W. Baird & Co. Incorporated Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): Dennis M. Selby, Carl E. Ver Beek, Matthew James Kearney Hearing Site: Milwaukee, WI | ||
| 17-02465 | 08/13/2018 | Claimant(s): Gregory VanWinkle Claimant Lawyers(s): Alan Wolper Respondent(s): IFS Securities. Respondent Lawyers(s): Alexy McKenzie Arbitrator(s): Carl E. Ver Beek Hearing Site: Indianapolis, IN | ||
| 16-01203 | 09/29/2016 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC Claimant Lawyers(s): Renan Sugarman Respondent(s): Drew Romeo Respondent Lawyers(s): Drew Anthony Romeo Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI |