| 19-01376 | 01/23/2020 | Claimant(s): Michael Boagni
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): C. Sumpter Logan
Hearing Site: New Orleans, LA
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| 19-00587 | 12/23/2019 | Claimant(s): Brian Armstrong
Claimant Lawyers(s): Matt Wolper
Respondent(s): First Financial Equity Corporation
Respondent Lawyers(s): German A. Salazar
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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| 19-00320 | 11/15/2019 | Claimant(s): Robert Huntley
Claimant Lawyers(s): Matthew Wolper
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian P. Harlan
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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| 19-00296 | 10/07/2019 | Claimant(s): Charles Smith
Claimant Lawyers(s): Michael O'Gara
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): C. Sumpter Logan
Hearing Site: Oklahoma City, OK
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| 18-03909 | 05/17/2019 | Claimant(s): Jeff Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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| 17-02632 | 04/12/2019 | Claimant(s): Morgan Stanley, Morgan Stanley SB FA Notes Holdings LLC
Claimant Lawyers(s): Roxanne Fixsen
Respondent(s): Hanh Williams
Respondent Lawyers(s): Hanh Thai Williams
Arbitrator(s): C. Sumpter Logan, Robert E. Witt, Kenneth Haben
Hearing Site: Dallas, TX
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| 17-01028 | 02/19/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): George L. Guerra
Respondent(s): Anthony Vaccaro
Respondent Lawyers(s): Kenneth A. Zimmern
Arbitrator(s): Robert C. Denenberg, C. Sumpter Logan, Edward Bradbury Cloutman
Hearing Site: Dallas, TX
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| 18-02710 | 01/24/2019 | Claimant(s): Donald Jackson
Claimant Lawyers(s): William Preston Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): C. Sumpter Logan
Hearing Site: Oklahoma City, OK
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| 18-01008 | 05/25/2018 | Claimant(s): Matthew Lasko
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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| 17-00711 | 01/26/2018 | Claimant(s): Morgan Stanley, Morgan Stanley FA Note Holding LLC
Claimant Lawyers(s): Bruce W. Bowman
Respondent(s): Scott Hartman
Respondent Lawyers(s): Scott William Hartman
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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