Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02937 | 04/07/2021 | Claimant(s): Eric Wegner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Susan L. Walker Hearing Site: Minneapolis, MN | ||
| 20-01088 | 12/04/2020 | Claimant(s): Marc Minor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): James Noblett Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 20-00975 | 11/29/2020 | Claimant(s): Debra Kuper Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Susan L. Walker Hearing Site: Minneapolis, MN | ||
| 20-01094 | 11/18/2020 | Claimant(s): Eric Brown Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Trevor Brown Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI | ||
| 20-01631 | 11/17/2020 | Claimant(s): Anne Sapienza Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI | ||
| 19-03165 | 11/09/2020 | Claimant(s): Christopher Prassas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pershing LLC, Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein, Joan Schwartz Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 18-03204 | 10/22/2020 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Leonard Weintraub Respondent(s): Jackson Stewart, Mark Obrzut, Nathan Shields, Raymond, James & Associates. Respondent Lawyers(s): Jeff Csercsevits Arbitrator(s): Susan L. Walker, Eugene G. Ziobron, Laurel Robin Klapper Gilchrist Hearing Site: Indianapolis, IN | ||
| 19-03192 | 06/02/2020 | Claimant(s): Rex Emery Claimant Lawyers(s): Michael Bessette Respondent(s): AXA Advisors Respondent Lawyers(s): Lynnette Cortes Mhatre Arbitrator(s): Susan L. Walker Hearing Site: Denver, CO | ||
| 20-00118 | 04/03/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Miles D. Hart Respondent(s): Calvin Kleinmann Respondent Lawyers(s): Calvin Ray Kleinmann Arbitrator(s): Susan L. Walker Hearing Site: Kansas City, MO | ||
| 19-01804 | 03/13/2020 | Claimant(s): Todd Gregory Claimant Lawyers(s): Nathan Lamb Respondent(s): D.H. Hill Securities, LLLP Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): Susan L. Walker Hearing Site: Kansas City, MO |