| 12-03581 | 05/15/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Richard Rosen
Respondent Lawyers(s): Richard Lawrence Rosen
Arbitrator(s): Barth Satuloff
Hearing Site: Boca Raton, FL
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| 12-02819 | 05/10/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Anthony Garcia
Respondent Lawyers(s): Anthony J. Garcia
Arbitrator(s): Seth L. Finkel
Hearing Site: Miami, FL
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| 11-02850 | 05/08/2013 | Claimant(s): Hennion and Walsh.
Claimant Lawyers(s): Susan M. Guerette
Respondent(s): Jason Chambeau, Morgan Stanley
Respondent Lawyers(s): Jonathan C. Thau
Arbitrator(s): Charles A. Crocco, John A. Scudiero, John Herbert Grefe
Hearing Site: Newark, NJ
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| 12-01476 | 05/08/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jeff Zimmerman
Respondent(s): James Kenny
Respondent Lawyers(s): James M. Kenny
Arbitrator(s): Robert L. Nisely, Leah R. Marks, Arthur M. Schoenberger
Hearing Site: New York, NY
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| 12-03585 | 05/07/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): David Anderson
Respondent Lawyers(s): David Steven Anderson
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
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| 10-04614 | 05/06/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Shawn Mesaros
Respondent Lawyers(s): Shawn Anthony Mesaros
Arbitrator(s): Dean J. Dietrich
Hearing Site: Seattle, WA
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| 11-02589 | 05/06/2013 | Claimant(s): Peter Chiang
Claimant Lawyers(s): Peter G. Chiang
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Patrick J. Folan
Arbitrator(s): Robert A. Yates, Lester G. Stiel, Joseph J. Woodford
Hearing Site: San Diego, CA
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| 12-02014 | 05/06/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan Brodherson
Respondent(s): Dale Ireland
Respondent Lawyers(s): William L. Haugh
Arbitrator(s): Carole Rollinson, Kathryn Ellen McDonnell, Jane A. Smith
Hearing Site: Washington, DC
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| 12-02395 | 05/03/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Kenneth Burgess
Respondent Lawyers(s): Kenneth Charles Burgess
Arbitrator(s): Michael H. McConihe
Hearing Site: Washington, DC
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| 12-01881 | 04/25/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Timothy Mcaloon
Respondent Lawyers(s): Timothy Joseph McAloon
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
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