| 14-01951 | 04/14/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan D. Berg, Timothy N. Will
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
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| 14-00518 | 04/10/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Edward Sitton
Respondent Lawyers(s): Edward R. Sitton
Arbitrator(s): Patricia G. Parthe
Hearing Site: Phoenix, AZ
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| 14-01099 | 04/08/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Douglas Gill
Respondent Lawyers(s): Douglas Joseph Gill
Arbitrator(s): Jane A. Smith
Hearing Site: Washington, DC
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| 13-00885 | 04/02/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Michael J. Fish, Nancy A. Yonge, Leonard Jeffrey Stecklow
Hearing Site: San Francisco, CA
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| 14-00551 | 03/27/2015 | Claimant(s): Angela Aliano
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Romaine L. Gardner, Jack Friedman, Walter D. Goldsmith, J.D.
Hearing Site: New York, NY
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| 14-02222 | 03/27/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Robert Dunbar
Respondent Lawyers(s): Robert J Dunbar
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
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| 13-03279 | 03/18/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan D. Berg, Samuel P. Mauch
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Herbert S. Bratt
Hearing Site: Milwaukee, WI
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| 14-00940 | 03/11/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Christopher Barber
Respondent Lawyers(s): Christopher R. Barber
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
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| 12-02804 | 03/02/2015 | Claimant(s): Morgan Stanley, MSSB FA Notes Holding
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard S. Zaifert, Barbara H. Reed, Peter A. Portley
Hearing Site: Boca Raton, FL
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| 14-00694 | 03/02/2015 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Francisco Savigne
Respondent Lawyers(s): Jackie Savigne
Arbitrator(s): Gregory D. Hoffmann
Hearing Site: Tampa, FL
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