| 12-00691 | 11/10/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Bradley Lott
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Patrick R. Sughroue, James L. Karpen, William C. Alsover
Hearing Site: Detroit, MI
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| 12-01153 | 11/10/2015 | Claimant(s): Bradley Lott
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s):
Hearing Site: Detroit, MI
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| 15-02618 | 10/30/2015 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Joe Gehring
Respondent(s): Brian Green
Respondent Lawyers(s): Daniel Quick
Arbitrator(s): Melissa B. VanDam, Michael George Kelly, James George Timpa
Hearing Site: Detroit, MI
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| 14-02870 | 10/29/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Note Hold
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Brian Benner
Respondent Lawyers(s): Patrick R. Mahoney
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
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| 15-01988 | 10/29/2015 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Ben Djelassi, Morgan Stanley, Todd Mulligan
Respondent Lawyers(s): Joe Gehring, Jonathan A. Keselenko
Arbitrator(s): June Y. Kilmarx, B. John Dill, John Michael D'Amico
Hearing Site: Boston, MA
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| 13-02751 | 10/21/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Travis Shannon
Respondent Lawyers(s): Travis Sherwood Shannon
Arbitrator(s): Elliott David Finkel
Hearing Site: Los Angeles, CA
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| 13-03332 | 10/16/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Schmidt
Respondent(s): David Seigerman
Respondent Lawyers(s): David A. Seigerman
Arbitrator(s): Bernard M. Levine, Ariel Berschadsky, Roland E. Wyatt
Hearing Site: Newark, NJ
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| 14-01878 | 10/14/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Daniel Kitchen
Respondent Lawyers(s): Daniel Kitchen
Arbitrator(s): Robert A. Lombardi
Hearing Site: Los Angeles, CA
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| 14-00028 | 10/09/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Steve Sung
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Howard A. Emirhanian, A. Joel Klein, Michael M. Perrigue
Hearing Site: Los Angeles, CA
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| 15-01213 | 10/09/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
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