11-00061 | 06/16/2011 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kaream White Respondent Lawyers(s): Kaream Hassan White Arbitrator(s): Mandel E. Himelstein Hearing Site: Phoenix, AZ
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09-05623 | 06/07/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Monica Aguayo Respondent Lawyers(s): Victor F. Poulos Arbitrator(s): Raymond E. Tompkins Hearing Site: Dallas, TX
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09-01692 | 06/03/2011 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Travis Sheets Respondent Lawyers(s): Travis N. Sheets Arbitrator(s): Michael F. Jordan, Robert S. Sugarman, Suanne F. Goldman Hearing Site: Chicago, IL
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10-04926 | 04/27/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Khairi Abdur-Rahman Respondent Lawyers(s): Khairi Dwayne Abdur-Rahman Arbitrator(s): Steven R. Rolnick Hearing Site: Boston, MA
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10-05227 | 04/27/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Diane C. Fischer Respondent(s): Ben Rosenberg Respondent Lawyers(s): Ben Elliot Rosenberg Arbitrator(s): Michael J. Ahlstrom Hearing Site: Houston, TX
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09-04962 | 04/04/2011 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Paul Erenfeld Respondent Lawyers(s): David Sacks Arbitrator(s): Jeanne C. Stilwell, Joseph W. Cheek, Dean K. Morell Hearing Site: Portland, OR
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09-03810 | 03/24/2011 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jeffrey Martin Respondent Lawyers(s): Richard E. Olson Arbitrator(s): David W. Martin, Mary E. Lockett, LeRoy Melvin Gilbertson Hearing Site: Albuquerque, NM
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09-06429 | 03/22/2011 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): John Hopkins Respondent Lawyers(s): John H. Ridley Arbitrator(s): J. Maxwell Williams Hearing Site: Atlanta, GA
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09-03964 | 01/26/2011 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Curtis Lund Respondent Lawyers(s): Curtis V. Lund Arbitrator(s): Deborah C. Bernot Hearing Site: Albuquerque, NM
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10-03140 | 01/18/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jason Latorre Respondent Lawyers(s): Jason Frederick Latorre Arbitrator(s): Michelle Jacobowitz Gallagher Hearing Site: New York, NY
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