Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02341 | 07/11/2024 | Claimant(s): Steven Mogul Claimant Lawyers(s): Craig Riha Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL | ||
| 22-02025 | 09/28/2023 | Claimant(s): Sandra Diggs Claimant Lawyers(s): Joseph S. Simms Respondent(s): State Farm VP Management Corp. Respondent Lawyers(s): Brooke D. Clarkson Arbitrator(s): Mark L Miller, Emily J. Lewis, Matthew Harold Fields Hearing Site: Columbus, OH | ||
| 22-02748 | 08/23/2023 | Claimant(s): Frederick Kort Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL | ||
| 22-01660 | 04/24/2023 | Claimant(s): Matthew Engen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Mark L Miller Hearing Site: Bismarck, ND | ||
| 21-01012 | 11/16/2021 | Claimant(s): Ronald Carson Claimant Lawyers(s): Stephan Louviere Respondent(s): Cetera Advisor Networks Respondent Lawyers(s): David Feldstein Arbitrator(s): Mark L Miller Hearing Site: Omaha, NE | ||
| 19-00633 | 11/01/2021 | Claimant(s): Chukwuemeka Nwasike Claimant Lawyers(s): Chiquita Hall-Jackson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Samuel Mauch Arbitrator(s): Mark L Miller, Leon Fox, Alicia Hilton Hearing Site: Chicago, IL | ||
| 20-01652 | 04/22/2021 | Claimant(s): Richard Beleutz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL | ||
| 19-02391 | 03/23/2020 | Claimant(s): Roch Tranel Claimant Lawyers(s): Kathy M. Klock Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Liza Perlow Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL | ||
| 16-03756 | 03/14/2020 | Claimant(s): Daniel Jakuta, David Heide, John Golen, Mark Anderson Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): Mark L Miller, Arne R. Rode, Alfonso Cobb Hearing Site: Chicago, IL | ||
| 15-00383 | 03/06/2019 | Claimant(s): Marc Horner Claimant Lawyers(s): Laurence M. Landsman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Carole G. Miller Arbitrator(s): Mark L Miller, Michael L. Weissman, Wendell White Clancy Hearing Site: Chicago, IL |