20-03046 | 08/25/2021 | Claimant(s): Corey Daniel Claimant Lawyers(s): Benjamin Winograd Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia Cowart Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
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20-03242 | 12/24/2020 | Claimant(s): Marcus Fagersten Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
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18-02429 | 11/11/2020 | Claimant(s): Pablo Marull Claimant Lawyers(s): Joshua B. Kons Respondent(s): Gloria Greco, Jennifer Krone, Merrill Lynch Pierce Fenner & Smith Inc., Roland Burgess, Wilfred Gallinek, William Thomas Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Arocles Aguilar, Alden Sharp Adkins, Page R Barnes Hearing Site: San Francisco, CA
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20-00421 | 08/19/2020 | Claimant(s): Katie Buck Claimant Lawyers(s): Harris Freedman Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Arocles Aguilar Hearing Site: Honolulu, HI
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19-00915 | 02/04/2020 | Claimant(s): Patrick Gainer Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
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17-02461 | 03/08/2019 | Claimant(s): Bradley Glasman Claimant Lawyers(s): Michael Bessette Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services Respondent Lawyers(s): Alan S. Brodherson, Geoffrey S. Beckham Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
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18-00768 | 02/20/2019 | Claimant(s): Joseph Caselle Claimant Lawyers(s): Harris Freedman Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Randi Spallina Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
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18-02875 | 12/24/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Timothy N. Will Respondent(s): Roy Manriquez Respondent Lawyers(s): Roy Arcadio Manriquez Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
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17-01888 | 02/26/2018 | Claimant(s): Susanna Bracke Claimant Lawyers(s): Adam M. Kauff Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Denver G. Edwards Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
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17-00941 | 11/14/2017 | Claimant(s): Joseph Seidler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Randi P. Spallina Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
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