Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03647 | 09/10/2020 | Claimant(s): Wayde Walker Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Casimir Capital L.P. Respondent Lawyers(s): Richard Sands Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-00712 | 08/13/2020 | Claimant(s): Christopher Scalese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James Noblett Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 19-02957 | 07/15/2020 | Claimant(s): Chuck Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-00190 | 07/08/2020 | Claimant(s): Neil Canell Claimant Lawyers(s): Kurt Kalberer Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 19-03036 | 07/02/2020 | Claimant(s): Steven Kavall Claimant Lawyers(s): Seth E. Lipner Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jamie L. Helman Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 19-03452 | 06/09/2020 | Claimant(s): David Manning Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Institutional Securities, L.L.C. Respondent Lawyers(s): James K. Langdon Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 19-00563 | 02/06/2020 | Claimant(s): Anthony Sica Claimant Lawyers(s): Irwin Weltz Respondent(s): Prudential Securities, Shearson Lehman Brothers Inc. (Puerto Ri Respondent Lawyers(s): Alan S. Brodherson, Joseph A. Del Duca Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 19-01853 | 01/28/2020 | Claimant(s): Gary Ribe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Sara K. Yates Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 19-00600 | 10/16/2019 | Claimant(s): Michael Olivia Claimant Lawyers(s): John Stewart Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Donna Krouzman Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 18-00664 | 02/08/2019 | Claimant(s): Robert Cutrupi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ |