| 18-00427 | 07/18/2018 | Claimant(s): Thomas Howes
Claimant Lawyers(s): Thomas W. Howes
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Bonnie K. Wachtel, Jane C. Carney, Christopher Ryan Moore
Hearing Site: Washington, DC
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| 17-02349 | 06/26/2018 | Claimant(s): Todd Allen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Tracy L. Allen
Hearing Site: Buffalo, NY
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| 17-02746 | 06/04/2018 | Claimant(s): Jeffrey Mackevich
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David Hantman
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 17-02285 | 05/15/2018 | Claimant(s): Frank Voli
Claimant Lawyers(s): Michael Bessette
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Muriel Desloovere
Hearing Site: Raleigh, NC
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| 17-00416 | 05/03/2018 | Claimant(s): Jeremy Lansat, Joel Lansat
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Christopher M. Sacco, Joelle Simms
Arbitrator(s): Mark C. Perry, Ronald F. Rohe, Monroe Mitchel
Hearing Site: Boca Raton, FL
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| 17-01843 | 04/27/2018 | Claimant(s): Avinash Daswani
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 17-01983 | 03/29/2018 | Claimant(s): Regina Bernarduci
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Jon D. Kaplon
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
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| 17-03273 | 03/29/2018 | Claimant(s): Mallory Brenner
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Fern Strauss
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
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| 16-01001 | 02/28/2018 | Claimant(s): Christian Gherardi
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Citigroup Global Markets., Michael Averett
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Louis David Huss, Robert J. Bender, Jack Martin Coe
Hearing Site: Miami, FL
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| 17-01353 | 02/27/2018 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Manoj R. Andalkar
Respondent(s): Mark Flanagan
Respondent Lawyers(s): Mark Joseph Flanagan
Arbitrator(s): Sal Presti
Hearing Site: Chicago, IL
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