Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00942 | 10/23/2018 | Claimant(s): William Oliver Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Stephen P. Hoffman Hearing Site: Charlotte, NC | ||
| 18-01118 | 10/16/2018 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay Wuller Respondent(s): Keith Blanchard Respondent Lawyers(s): Keith Everette Blanchard Arbitrator(s): David Paul Clark Hearing Site: Charlotte, NC | ||
| 18-01962 | 10/16/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes LLC Claimant Lawyers(s): Todd Ratner Respondent(s): Alexander Jones Respondent Lawyers(s): Alexander Clark Jones Arbitrator(s): Geoffrey A. Drucker Hearing Site: Charlotte, NC | ||
| 18-00174 | 10/05/2018 | Claimant(s): John Scott Claimant Lawyers(s): David W. Erb Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 17-01956 | 09/28/2018 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Richard Humphreys Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): Leslie R. Berro, Patricia Ann Tracey, Susan L. Luck Hearing Site: Charlotte, NC | ||
| 17-02988 | 07/12/2018 | Claimant(s): Kerry Stinman Claimant Lawyers(s): Eric Litow Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Demien J. Betz Arbitrator(s): Douglas Earl McLaren Hearing Site: Charlotte, NC | ||
| 17-02218 | 05/10/2018 | Claimant(s): Walter Martin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Damian J. Betz Arbitrator(s): Frank E. Wolf Hearing Site: Charlotte, NC | ||
| 17-01015 | 03/08/2018 | Claimant(s): AllianceBernstein L.P. Claimant Lawyers(s): Christopher C. Coss Respondent(s): Robert Ziegler Respondent Lawyers(s): Louis M. Lagalante Arbitrator(s): David F. Simon Hearing Site: Charlotte, NC | ||
| 17-01433 | 03/01/2018 | Claimant(s): Gray Daus Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BB&T Investment Services. Respondent Lawyers(s): Katherine McGrail Arbitrator(s): Douglas Earl McLaren Hearing Site: Charlotte, NC | ||
| 17-01571 | 12/11/2017 | Claimant(s): William Blau Claimant Lawyers(s): William Daniel Blau Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Jennifer W. Persico Arbitrator(s): W. William Harness Hearing Site: Charlotte, NC |