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FINRA Awards for Richard Humphreys

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0195609/28/2018Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Richard Humphreys
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Leslie R. Berro, Patricia Ann Tracey, Susan L. Luck
Hearing Site: Charlotte, NC

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