Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01351 | 09/01/2021 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Peter Korcusko Respondent Lawyers(s): Eric Feld Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL | ||
| 20-00946 | 08/23/2021 | Claimant(s): Martin Moore Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Patrick Bradley Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 20-03140 | 08/09/2021 | Claimant(s): James Ciocia Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Prime Capital Services. Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: Tampa, FL | ||
| 20-03144 | 07/30/2021 | Claimant(s): Garyn Angel Claimant Lawyers(s): Joshua A Katz Respondent(s): Invest Financial Corporation, Transamerica Financial Advisors Respondent Lawyers(s): Eric A. Michaels, Susan D. Duff Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 20-03222 | 07/27/2021 | Claimant(s): Gerald O'Halloran Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Langfred W. White Hearing Site: Tampa, FL | ||
| 20-02639 | 06/22/2021 | Claimant(s): John Petika Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 21-00583 | 06/10/2021 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing, Claimant Lawyers(s): Elio F. Martinez Respondent(s): Thomas Hagan Respondent Lawyers(s): Thomas James Hagan Arbitrator(s): Kenneth R. Starr Hearing Site: Tampa, FL | ||
| 20-02855 | 06/01/2021 | Claimant(s): Brian Robinson Claimant Lawyers(s): Jonathan Schwartz Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 20-03163 | 05/26/2021 | Claimant(s): Bruce Slater Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Jeffry M. Bauer Hearing Site: Tampa, FL | ||
| 20-02693 | 05/17/2021 | Claimant(s): Travis Jennings Claimant Lawyers(s): Harris Freedman Respondent(s): Dempsey Lord Smith Respondent Lawyers(s): Joel R. Beck Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL |