| 22-00364 | 12/05/2022 | Claimant(s): Jason Abbamonte
Claimant Lawyers(s): Harris Freedman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
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| 22-00418 | 12/05/2022 | Claimant(s): Jeffrey Golubeff
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Invest Financial Corporation, J.W. Cole Financial Inc.
Respondent Lawyers(s): John Hitchings, Samuel N. Kopmar
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
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| 20-02447 | 11/21/2022 | Claimant(s): Trevor Perry
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Institutional Investments In
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): John P. Cullem, Kenneth R. Starr, Audrey Belitz Rauchway
Hearing Site: Tampa, FL
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| 22-00516 | 10/17/2022 | Claimant(s): David Thompson
Claimant Lawyers(s): James P. Galvin
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John P. Cullem, Stuart Sinai, Philip L. Manczak
Hearing Site: Tampa, FL
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| 21-02367 | 09/22/2022 | Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Allen Hegener
Respondent Lawyers(s): Allen John Hegener
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
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| 20-03234 | 09/15/2022 | Claimant(s): Raymond Borota
Claimant Lawyers(s): Jennifer Farrar
Respondent(s): J. Gregory & Company., Salomon Grey Financial Corporation
Respondent Lawyers(s): Corporate Office, Kyle Rowe
Arbitrator(s): Nicholas John Taldone
Hearing Site: Tampa, FL
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| 21-02633 | 05/12/2022 | Claimant(s): Jason Edwards
Claimant Lawyers(s): Zachary Morse
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
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| 21-02657 | 04/01/2022 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Neil S. Baritz
Respondent(s): Keith Esp
Respondent Lawyers(s): Keith Adam Esp
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
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| 21-02023 | 03/15/2022 | Claimant(s): Steven Mctaggart
Claimant Lawyers(s): John D. Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
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| 21-01552 | 02/25/2022 | Claimant(s): Richard Miller
Claimant Lawyers(s): Zachary Morse
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
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