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FINRA Awards for Keith Adam Esp

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0265704/01/2022Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Neil S. Baritz
Respondent(s): Keith Esp
Respondent Lawyers(s): Keith Adam Esp
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL

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