Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrei A Neuhaus | 2386667 | 1 | 05/29/2024 | Customer Dispute | Withdrawn | $14,451.50 | $0.00 | See FINRA Report |
| John Michael Tonzola | 4072130 | 1 | 05/28/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David W Lyon | 2733425 | 1 | 05/25/2021 | Customer Dispute | Withdrawn | $6,000,000.00 | $0.00 | See FINRA Report |
| Andres Alfonzo | 6944801 | 1 | 03/10/2021 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Anthony Mariano Centineo | 6417215 | 1 | 12/28/2019 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |
| Michael Kantor | 5691154 | 1 | 11/07/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Raymond P Walsh | 1895766 | 3 | 05/30/2016 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Steven Tyler Johnson | 5590091 | 1 | 03/14/2016 | Customer Dispute | Withdrawn | $25,800.50 | $0.00 | See FINRA Report |
| Jason Olivo | 2860841 | 1 | 01/13/2016 | Customer Dispute | Withdrawn | $9,810.39 | $0.00 | See FINRA Report |
| Michelle Engalla | 4048038 | 1 | 07/16/2015 | Customer Dispute | Withdrawn | $5,018.43 | $0.00 | See FINRA Report |