Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Connor Maurice | 7464088 | 1 | 01/13/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Nickitia Klingerman | 6002179 | 1 | 11/17/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| John Christopher Eastham | 2875894 | 1 | 09/19/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| William Hilding Edwards | 6607230 | 1 | 08/05/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Tri Truong | 7029983 | 2 | 08/01/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Richard Gutierrez | 3152502 | 1 | 05/01/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samer Barham | 7657206 | 1 | 04/13/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Micklus | 6590026 | 1 | 03/14/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Selena Xochitl Escojido | 7180343 | 2 | 03/01/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Taylor | 6595681 | 1 | 12/28/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |