Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francisco Rocha Trujillo | 7865767 | 1 | 08/14/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Zeyu Chen | 7443460 | 1 | 07/26/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Xiaolong Bu | 7932523 | 1 | 06/01/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Leonardo Gomez | 7534683 | 1 | 01/17/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Bertrand Douxami | 4508096 | 1 | 12/31/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anis Dridi | 5711136 | 1 | 11/13/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan I Linden | 5217379 | 1 | 08/22/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Henderson | 7072736 | 1 | 08/15/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hector A Sansores | 7393548 | 1 | 06/21/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grant A Williams | 7639333 | 1 | 03/29/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |