Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Fequiere | 7667550 | 1 | 10/01/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kristen Mariko Hirano | 7076564 | 1 | 08/29/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ngai Pham | 4283798 | 1 | 08/29/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mathew Garcia | 6704566 | 1 | 02/28/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Ayala | 7405606 | 2 | 12/24/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nathaniel Elliott Rosenbaum | 5810774 | 1 | 09/07/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennefer Alcova | 6337767 | 1 | 10/07/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jacob Arreola Garcia | 6999604 | 1 | 09/21/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roger G Brigati | 3095768 | 1 | 10/06/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Wiegand | 5895484 | 1 | 06/12/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |